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Disclosures

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NFP and National Wealth Advisors  (referred to here as NFP).

 

Please click on the corresponding Clearing Firm links for the Margin Disclosure Document.  Pershing  NFS

SEC Rule 11Ac1-6 requires broker-dealers to disclose, on a quarterly basis and on a public web site, the identity of the market centers to which they route a significant percentage of their orders. NFP Securities, Inc. has a relationship with two clearing brokers, National Financial Services, LLC (NFS), and Pershing. Please click on the links below to access this information.

 

Please enter NFP SECURITIES INC (all caps) to access the Pershing information.  Pershing  NFS

NFP Securities, Inc. Information

 

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